7. TS'AI LUN f1.C. 105 A.D.
Ts'ai Lun, the inventor of paper, is a man whose name is
probably unfamiliar to most readers. Considering the importance of his
invention, the extent to which he has been ignored in the West is indeed
surprising. There are major encyclopedias which do not have even brief articles
on Ts'ai Lun, and his name is seldom mentioned in standard history textbooks.
In view of the obvious importance of paper, this paucity of references to Ts'ai
Lun may arouse suspicion that he is a purely apocryphal figure. Careful
research, however, makes it absolutely clear that Ts'ai Lun was a real man, an
official at the Chinese imperial court, who, in or about the year 105,
presented Emperor Ho Ti with samples of paper. The Chinese account of Ts'ai
Lun's invention
Not a great deal is known about Ts'ai
Lun's life. Chinese records do mention that
he was a eunuch. It is also recorded that the emperor was greatly
pleased by Ts'ai Lun's invention, and that
as a result Ts'ai Lun was promoted, received an aristocratic title, and
became wealthy. Later on, however, he became involved in palace intrigue, and this eventually led to his downfall.
The Chinese records relate that upon his being disgraced, Ts'ai Lun took a
bath, dressed in his finest robes, and drank poison.
The use of paper became widespread in
China during the second century, and within a few centuries the Chinese were
exporting paper to other parts of Asia. For a long time, they kept the
technique of papermaking a secret. In 751, however, some Chinese papermakers
were captured by the Arabs, and not long afterwards paper was being
manufactured in both Samarkand and Baghdad. The art of papermaking gradually
spread throughout the Arab world, and in the twelfth century the Europeans learned the art from the Arabs. The use of
paper gradually spread, and after Gutenberg invented modern printing,
paper replaced parchment as the principal writing material in the West.
Today, paper is
so common that we take it for granted, and
it is hard to envisage what the world was like without it. In China, before
Ts'ai Lun, most books were made of bamboo. Obviously,
such books were extremely heavy and clumsy. Some books were written on silk, but that was too expensive for general
use. In the West, before paper was
introduced, most books were written on parchment or vellum, which were
made of specially processed sheepskin or
calfskin. This material had replaced the papyrus favored by the Greeks,
Romans, and Egyptians. Both parchment and papyrus, however, not only were
scarce, but were also expensive to prepare.
That
books and other written materials can today be produced so cheaply and in such
large quantities is due in considerable part to the existence of paper. It is
true that paper would not be as important as it is today were it not for the
printing press; however, it is equally true that the printing press would not
be nearly so important were it not for the existence of a cheap and plentiful
material on which to print.
Which
man, then, should be ranked higher: Ts'ai Lun or Gutenberg? Although I consider
the two of almost equal importance, I have ranked Ts'ai Lun slightly higher
for the following reasons:
(1) Paper has many other applications besides its use as a writing material. In fact, it is an amazingly versatile material, and a large percentage of the paper currently produced is used for purposes other than printing.
(2) Ts'ai Lun preceded Gutenberg, and it is altogether possible that Gutenberg would not have invented printing had paper not already existed.
(3) If only one of the two had ever been invented, I suspect that more books would be produced by the combination of block printing (which was known long before Gutenberg) and paper than by the combination of movable type and parchment.
(1) Paper has many other applications besides its use as a writing material. In fact, it is an amazingly versatile material, and a large percentage of the paper currently produced is used for purposes other than printing.
(2) Ts'ai Lun preceded Gutenberg, and it is altogether possible that Gutenberg would not have invented printing had paper not already existed.
(3) If only one of the two had ever been invented, I suspect that more books would be produced by the combination of block printing (which was known long before Gutenberg) and paper than by the combination of movable type and parchment.
Is it
appropriate to include both Gutenberg and Ts'ai Lun among the ten most influential people who ever lived? In order
to realize the full importance of the inventions of paper and printing,
it is necessary to consider the relative cultural development of China and the West. Prior to the second century
A.D., Chinese civilization was consistently less advanced than Western
civil‑
ization. During
the next millenium, China's accomplishments exceeded
those of the West, and for a period of seven or eight centuries, Chinese
civilization was by most standards the most advanced on earth. After the
fifteenth century, however, western Europe outstripped China. Various cultural
explanations for these changes have been
advanced, but most such theories seem to ignore what I believe is the
simplest explanation.
It is true, of course, that
agriculture and writing developed earlier in the Middle East than they did in
China. That alone, however, would not explain why Chinese civilization so per sistently lagged behind that of the West. The crucial
factor, I believe, was that prior to Ts'ai Lun there was no convenient writing
material available in China. In the Western world, papyrus was available, and
although that material had its drawbacks, papyrus rolls were infinitely
superior to books made of wood or bamboo. Lack of a suitable writing material
was an overpowering obstacle to Chinese cultural progress. A Chinese scholar
needed a wagon to carry around what we would consider a quite modest number of
books. One can imagine the difficulty of
trying to run a government administration on such a basis!
trying to run a government administration on such a basis!
Ts'ai
Lun's invention of paper, however, changed the situation entirely. With a
suitable writing material available, Chinese civilization advanced rapidly, and
within a few centuries, was able to catch up with the West. (Of course,
political disunity in the West played a role, but that was far from being the
whole story. In the fourth century, China was less united than the West, but
nevertheless was developing rapidly in cultural matters.) During the succeeding
centuries, while progress in the West was comparatively slow, the Chinese
brought forth such major inventions as the compass, gunpowder, and block
printing. Since paper was cheaper than parchment, and available in larger
quantities, the tables were now turned.
After
Western nations began using paper, they were able to hold their own vis-a-vis
China, and even succeeded in narrowing the cultural gap. The writings of Marco
Polo, however, confirm the fact that even in the thirteenth century, China was
far more prosperous than Europe.
Why,
then, did China eventually fall behind the West? Various complex cultural
explanations have been offered, but perhaps a simple technological one will
serve. In fifteenth-century Europe, a genius
named Johann Gutenberg developed a technique for the mass production of
books. Thereafter, European culture advanced rapidly. As China had no
Gutenberg, the Chinese stayed with block
printing, and their culture progressed relatively slowly.
If one accepts the foregoing
analysis, one is forced to the conclusion that Ts'ai Lun and Johann Gutenberg
are two of the central figures in human history. Indeed, Ts'ai Lun stands out
well above most other inventors for another reason. Most inventions are a
product of their times, and would have come about even if the person who
actually invented them had never lived. But such is clearly not the
case with regard to paper. Europeans did not start to manufacture it until a
thousand years after Ts'ai Lun, and then only because they had learned the
process from the Arabs. For that matter, even after they had seen paper of
Chinese manufacture, other Asian peoples were never able to discover how to
manufacture it by themselves. Clearly, the invention of a method of
manufacturing true paper was sufficiently difficult that it was not bound to occur in any moderately advanced culture, but
rather required the explicit contribution of some very gifted individual. Ts'ai Lun was such an individual, and the method paper making that he employed is (aside from mechanization, introduced
about 1800 A.D.) basically the same technique that has been
used ever since.These are the reasons I think it
appropriate to place both Gutenberg and Ts'ai
Lun among the first ten persons in this book, with Ts'ai Lun ahead of
Gutenberg.
Cut bamboo is washed and steeped in a water pit to prepare material for making paper.
Digesting the bamboo
pulp.
Making a sheet of
paper.
Pressing the sheets
of paper.
Drying the sheets of
paper.
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